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From Traders Magazine

 

    AM ALERT

    CFTC Should Launch First U.S. Pilot for Digital Assets

    Commissioner Pham aims to explore innovation while maintaining appropriate protections.

    FEATURED ARTICLES

    ON THE MOVE: Jeroen Bos Joins AXA IM Equity; Tourmaline Makes Three Hires

    Bos will become a Global Head of AXA IM Equity, effective November 1, 2023.

     

    ASA, SIFMA and FINRA Say the CAT Proposal is “Unfair” for Broker-Dealers

    Industry associations have firmly opposed the policy change by the U.S. Securities and Exchange Commission (SEC) adopting an Executed Share Model governing the Consolidated Audit Trail (CAT).

     

    Trade Cycle Launches in the US

    Anthony (Tony) Huck, has launched Trade Cycle, a new venture that aims to connect institutional clients with industry-leading partners, leveraging its vast network and expertise to navigate today's evolving financial markets.

     

    SEC Cyber Disclosure Rule Now in Effect

    September 5th marked the beginning of the mandate for publicly traded companies to notify the SEC of a cyberattack within four days of a material cybersecurity incident.

     

    ON THE MOVE: Nasdaq Gets Sarah Youngwood; Can Envarli to LiquidityBook

    Nasdaq has appointed Sarah Youngwood as Executive Vice President and Chief Financial Officer. Can Envarli joined LiquidityBook as VP of Engineering.

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